President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

Vince McMahon, who co-founded and previously served as the CEO of WWE, and the Securities and Exchange Commission (SEC) have reached a settlement following a yearslong probe over undisclosed ...

U.S. Bancorp, a prominent financial institution, has disclosed in an 8-K filing with the Securities and Exchange Commission the appointment of Gunjan Kedia as the President and Chief Executive Officer ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s ...

Task force aims to create clear crypto regulatory framework Trump administration seeks to reverse previous SEC crypto crackdown Industry leaders welcome move towards regulatory clarity Jan 21 ...

Nasdaq has submitted a proposal to enable in-kind creation and redemption for the BlackRock iShares Bitcoin Trust (IBIT).

(Reuters) - The U.S. Securities and Exchange Commission's new leadership said on Tuesday it had created a task force to develop a regulatory framework for crypto assets, in the first major move by ...