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WASHINGTON - The leadership change at the Securities and Exchange Commission could have a big impact on which broker-dealer activities banks are allowed to conduct directly. SEC Chairman William H.
The Consumer Financial Protection Bureau (CFPB) found that mortgage lenders violated the Equal Credit Opportunity Act (ECOA) and its implementing rule, Regulation B, in a variety of ways, according to ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
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