IRVINE, Calif. — Principles-based rules won’t be a panacea for financial services and, in fact, could create more regulatory risk, some industry observers say. The concept of flexible rules is being ...

ESMA has published its final Guidelines on when a supplement will be treated as introducing a new type of security to a base prospectus, following substantial feedback to its 2025 consultation. In a ...

EDUCATION assumes that truth exists. Without truth, learning becomes incoherent. The claim “there are no absolute truths” is self-defeating, for one must ask: “Are you absolutely sure of that?” To ...

When I hear of a company that creates policies for everything, I automatically think “low-trust organization.” Don’t get me wrong: policies are undoubtedly necessary for some organizational processes, ...

New Delhi, Dec. 4 -- New Delhi : With the 30th edition of Conference of Parties (COP 30)concluding in Brazil, the pressing issue of Climate Change compelled the international community to take ...

On June 15, the Basel Committee on Banking Supervision (“BCBS”) issued its Principles for the effective management and supervision of climate-related financial risks (the “Principles”). In its release ...

How Uri Poliavich builds a scalable technology business. Principles of a systems-based approach, process architecture design, ...

RBI Governor Sanjay Malhotra tells Kshipra Petkar and Joydeep Ghosh that the approach to regulation-making has been to make it proportionate to the risks and capabilities of regulated entities. He ...

Where the field convenes. Privately. A curated private community for credentialed ethics, risk, and compliance leaders across the ECI and Compliance Week network. Ask the questions you can’t post ...