LPL Financial LLC announced today that the financial advisors of Emerald Legacy Advisors have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. The team reported ...
Commonwealth megadeal set off a two-sided scramble. As LPL fought to retain advisors and assets, rivals raced to poach both.
Dave Sawan and Doug Wallace have been hired by Kestra as business development consultants as the firm continues to increase ...
That was the big message LPL executives had Thursday about the results of their firm's purchase last year of Commonwealth Financial Network. In buying Commonwealth, LPL may not have reached its ...
LPL Financial CEO Rich Steinmeier is confident his firm can absorb the much smaller Commonwealth Financial Network, in part because it has done something similar before. LPL transferred over all 33 of ...
Although the S&P 500 is down 4.8% over the past six months, LPL Financial’s stock price has fallen further to $296.79, losing ...
And it could be a big one, said one industry executive. “It looks like LPL is getting ready for a large buy,” said the executive, who spoke privately to InvestmentNews about the matter. “It’s moving ...
LPL Financial has informed the SEC that it plans to raise up to $4 billion in capital through the sale of common stock and debt securities. The broker-dealer submitted an S-3 filing with the agency on ...
LPL this week appointed Vaughn Harvey as chief data and artificial intelligence officer, a newly created role. Harvey will oversee data and AI initiatives and the firm’s ongoing digital transformation ...
Advisor Adam Spiegelman took LPL’s acquisition announcement as a sign to make a career move he’d long considered but hadn’t felt quite ready for. When LPL Financial said it would acquire Commonwealth ...